Blockchain Papers

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5,023 papersLast indexed Aug 31, 2026
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Jan 1, 2017·Lecture notes in computer science
7 cites
Key exchange with the help of a public ledger

Thanh Bui, Tuomas Aura

Blockchains and other public ledger structures promise a new way to create globally consistent event logs and other records. We make use of this consistency property to detect and prevent man-in-the-middle attacks in a key exchange such as Diffie-Hellman or ECDH. Essentially, the MitM attack creates an inconsistency in the world views of the two honest parties, and they can detect it with the help of the ledger. Thus, there is no need for prior knowledge or trusted third parties apart from the distributed ledger. To prevent impersonation attacks, we require user interaction. It appears that, in some applications, the required user interaction is reduced in comparison to other user-assisted key-exchange protocols.

Open access
3 source records
cs.CR
User Authentication and Security Systems
Cloud Data Security Solutions
Original source
Jan 1, 2017·Metaphilosophy
43 cites
On the Philosophy of Bitcoin/Blockchain Technology: Is it a Chaotic, Complex System?

Renato P. dos Santos

Abstract The philosophy of blockchain technology is concerned, among other things, with blockchain ontology, how it might be characterised, how it is being created, implemented, and adopted, how it operates in the world, and how it evolves over time. This paper concentrates on whether Bitcoin/blockchain can be considered a complex system and, if so, whether it is a chaotic one. Beyond mere academic curiosity, a positive response would raise concerns about the likelihood of Bitcoin/blockchain entering a 2010‐Flash‐Crash‐type of chaotic regime, with catastrophic consequences for financial systems based on it. The paper starts by highlighting the relevant details of the Bitcoin/blockchain ecosystem formed by the blockchain itself, bitcoin end users (payers and payees), capital gains seekers, miners, full nodes maintainers, and developers, and their interactions. Then the Information Theory of Complex Systems is briefly discussed for later use. Finally, the blockchain is investigated with the help of Crutchfield's Statistical Complexity measure. The low non‐null statistical complexity value obtained suggests that the blockchain may be considered algorithmically complicated but hardly a complex system and unlikely to enter a chaotic regime.

Open access
3 source records
Complex Systems and Time Series Analysis
Benford’s Law and Fraud Detection
Complex Network Analysis Techniques
Original source
Jan 1, 2017·Lecture notes in computer science
46 cites
A User-Centric System for Verified Identities on the Bitcoin Blockchain

Daniel Augot, Hervé Chabanne, Thomas Chenevier, William R. George · 5 authors

We present an identity management scheme built into the Bitcoin blockchain, allowing for identities that are as indelible as the blockchain itself. Moreover, we take advantage of Bitcoin's decentralized nature to facilitate a shared control between users and identity providers, allowing users to directly manage their own identities, fluidly coordinating identities from different providers, even as identity providers can revoke identities and impose controls.

Open access
3 source records
Blockchain Technology Applications and Security
Advanced Steganography and Watermarking Techniques
Spam and Phishing Detection
Original source
Jan 1, 2017·arXiv (Cornell University)
83 cites
A general framework for blockchain analytics

Massimo Bartoletti, Stefano Lande, Livio Pompianu, Andrea Bracciali

Modern cryptocurrencies exploit decentralised blockchains to record a public and unalterable history of transactions. Besides transactions, further information is stored for different, and often undisclosed, purposes, making the blockchains a rich and increasingly growing source of valuable information, in part of difficult interpretation. Many data analytics have been developed, mostly based on specifically designed and ad-hoc engineered approaches. We propose a general-purpose framework, seamlessly supporting data analytics on both Bitcoin and Ethereum --- currently the two most prominent cryptocurrencies. Such a framework allows us to integrate relevant blockchain data with data from other sources, and to organise them in a database, either SQL or NoSQL. Our framework is released as an open-source Scala library. We illustrate the distinguishing features of our approach on a set of significant use cases, which allow us to empirically compare ours to other competing proposals, and evaluate the impact of the database choice on scalability.

Open access
3 source records
cs.CR
Blockchain Technology Applications and Security
Spam and Phishing Detection
Original source
Jan 1, 2017·SSRN Electronic Journal
36 cites
Bitcoin and Quantum Computing

Louis Tessler, Tim Byrnes

Bitcoin is a digital currency and payment system based on classical cryptographic technologies which works without a central administrator such as in traditional currencies. It has long been questioned what the impact of quantum computing would be on Bitcoin, and cryptocurrencies in general. Here, we analyse three primary directions that quantum computers might have an impact in: mining, security, and forks. We find that in the near-term the impact of quantum computers appear to be rather small for all three directions. The impact of quantum computers would require considerably larger number of qubits and breakthroughs in quantum algorithms to reverse existing hash functions.

Open access
3 source records
Blockchain Technology Applications and Security
Quantum Computing Algorithms and Architecture
Computability, Logic, AI Algorithms
Original source
Jan 1, 2017·arXiv (Cornell University)
444 cites
An empirical analysis of smart contracts: platforms, applications, and design patterns

Massimo Bartoletti, Livio Pompianu

Smart contracts are computer programs that can be consistently executed by a network of mutually distrusting nodes, without the arbitration of a trusted authority. Because of their resilience to tampering, smart contracts are appealing in many scenarios, especially in those which require transfers of money to respect certain agreed rules (like in financial services and in games). Over the last few years many platforms for smart contracts have been proposed, and some of them have been actually implemented and used. We study how the notion of smart contract is interpreted in some of these platforms. Focussing on the two most widespread ones, Bitcoin and Ethereum, we quantify the usage of smart contracts in relation to their application domain. We also analyse the most common programming patterns in Ethereum, where the source code of smart contracts is available.

Open access
3 source records
Blockchain Technology Applications and Security
Auction Theory and Applications
Cryptography and Data Security
Original source
Jan 1, 2017·arXiv (Cornell University)
109 cites
An Adaptive Gas Cost Mechanism for Ethereum to Defend Against Under-Priced DoS Attacks

Ting Chen, Xiaoqi Li, Ying Wang, Jiachi Chen · 8 authors

The gas mechanism in Ethereum charges the execution of every operation to ensure that smart contracts running in EVM (Ethereum Virtual Machine) will be eventually terminated. Failing to properly set the gas costs of EVM operations allows attackers to launch DoS attacks on Ethereum. Although Ethereum recently adjusted the gas costs of EVM operations to defend against known DoS attacks, it remains unknown whether the new setting is proper and how to configure it to defend against unknown DoS attacks. In this paper, we make the first step to address this challenging issue by first proposing an emulation-based framework to automatically measure the resource consumptions of EVM operations. The results reveal that Ethereum's new setting is still not proper. Moreover, we obtain an insight that there may always exist exploitable under-priced operations if the cost is fixed. Hence, we propose a novel gas cost mechanism, which dynamically adjusts the costs of EVM operations according to the number of executions, to thwart DoS attacks. This method punishes the operations that are executed much more frequently than before and lead to high gas costs. To make our solution flexible and secure and avoid frequent update of Ethereum client, we design a special smart contract that collaborates with the updated EVM for dynamic parameter adjustment. Experimental results demonstrate that our method can effectively thwart both known and unknown DoS attacks with flexible parameter settings. Moreover, our method only introduces negligible additional gas consumption for benign users.

Open access
2 source records
Blockchain Technology Applications and Security
Security and Verification in Computing
Advanced Malware Detection Techniques
Original source
Jan 1, 2017·Lecture notes in computer science
104 cites
An Analysis of Bitcoin OP_RETURN Metadata

Massimo Bartoletti, Livio Pompianu

The Bitcoin protocol allows to save arbitrary data on the blockchain through a special instruction of the scripting language, called OP_RETURN. A growing number of protocols exploit this feature to extend the range of applications of the Bitcoin blockchain beyond transfer of currency. A point of debate in the Bitcoin community is whether loading data through OP_RETURN can negatively affect the performance of the Bitcoin network with respect to its primary goal. This paper is an empirical study of the usage of OP_RETURN over the years. We identify several protocols based on OP_RETURN, which we classify by their application domain. We measure the evolution in time of the usage of each protocol, the distribution of OP_RETURN transactions by application domain, and their space consumption.

Open access
4 source records
Blockchain Technology Applications and Security
Peer-to-Peer Network Technologies
Caching and Content Delivery
Original source
Jan 1, 2017·arXiv (Cornell University)
390 cites
Secure and Trustable Electronic Medical Records Sharing using Blockchain

Alevtina Dubovitskaya, Zhigang Xu, Samuel Ryu, Michael Schumacher · 5 authors

Electronic medical records (EMRs) are critical, highly sensitive private information in healthcare, and need to be frequently shared among peers. Blockchain provides a shared, immutable and transparent history of all the transactions to build applications with trust, accountability and transparency. This provides a unique opportunity to develop a secure and trustable EMR data management and sharing system using blockchain. In this paper, we present our perspectives on blockchain based healthcare data management, in particular, for EMR data sharing between healthcare providers and for research studies. We propose a framework on managing and sharing EMR data for cancer patient care. In collaboration with Stony Brook University Hospital, we implemented our framework in a prototype that ensures privacy, security, availability, and fine-grained access control over EMR data. The proposed work can significantly reduce the turnaround time for EMR sharing, improve decision making for medical care, and reduce the overall cost.

Open access
3 source records
Blockchain Technology Applications and Security
Privacy-Preserving Technologies in Data
Cryptography and Data Security
Original source
Dec 30, 2016·arXiv (Cornell University)
75 cites
The Balance Attack Against Proof-Of-Work Blockchains: The R3 Testbed as an Example

Christopher Natoli, Vincent Gramoli

In this paper, we identify a new form of attack, called the Balance attack, against proof-of-work blockchain systems. The novelty of this attack consists of delaying network communications between multiple subgroups of nodes with balanced mining power. Our theoretical analysis captures the precise tradeoff between the network delay and the mining power of the attacker needed to double spend in Ethereum with high probability. We quantify our probabilistic analysis with statistics taken from the R3 consortium, and show that a single machine needs 20 minutes to attack the consortium. Finally, we run an Ethereum private chain in a distributed system with similar settings as R3 to demonstrate the feasibility of the approach, and discuss the application of the Balance attack to Bitcoin. Our results clearly confirm that main proof-of-work blockchain protocols can be badly suited for consortium blockchains.

Open access
2 source records
cs.DC
cs.CR
Blockchain Technology Applications and Security
Original source
Dec 21, 2016·arXiv
0 cites
Equibit: A Peer-to-Peer Electronic Equity System

Brent Kievit-Kylar, Chris Horlacher, Marc Godard, Christian Saucier

The registration, transfer, clearing and settlement of equities represents a significant part of economic activity currently underserved by modern technological innovation. In addition, recent events have revealed problems of transparency, inviting public criticism and scrutiny from regulatory authorities. A peer-to-peer platform facilitating the creation and exchange of directly registered shares represents a shift in equity markets towards more efficient, transparent operations as well as greater accessibility to the investing public and issuing companies. Blockchain technology solves the problem of transaction processing and clearing but the fungibility of their units pose a challenge in identifying the issuers and holders of specific equities. Furthermore, as the issuers are in a constant state of flux the benefits of a decentralized network are lost if a central manager is required to cancel equities from companies that no longer exist. We propose a solution to these problems using digital signatures, based on blockchain technology.

Open access
cs.CR
Original source
Dec 20, 2016·PLoS ONE
49 cites
A Bayesian approach to identify Bitcoin users

Péter Juhász, József Stéger, Dániel Kondor, Gábor Vattay

Bitcoin is a digital currency and electronic payment system operating over a peer-to-peer network on the Internet. One of its most important properties is the high level of anonymity it provides for its users. The users are identified by their Bitcoin addresses, which are random strings in the public records of transactions, the blockchain. When a user initiates a Bitcoin transaction, his Bitcoin client program relays messages to other clients through the Bitcoin network. Monitoring the propagation of these messages and analyzing them carefully reveal hidden relations. In this paper, we develop a mathematical model using a probabilistic approach to link Bitcoin addresses and transactions to the originator IP address. To utilize our model, we carried out experiments by installing more than a hundred modified Bitcoin clients distributed in the network to observe as many messages as possible. During a two month observation period we were able to identify several thousand Bitcoin clients and bind their transactions to geographical locations.

Open access
2 source records
Internet Traffic Analysis and Secure E-voting
Blockchain Technology Applications and Security
Privacy-Preserving Technologies in Data
Original source
Dec 16, 2016·arXiv (Cornell University)
56 cites
Strong Federations: An Interoperable Blockchain Solution to Centralized Third-Party Risks

Johnny Dilley, Andrew Poelstra, Jonathan Wilkins, Marta Piekarska · 6 authors

Bitcoin, the first peer-to-peer electronic cash system, opened the door to permissionless, private, and trustless transactions. Attempts to repurpose Bitcoin's underlying blockchain technology have run up against fundamental limitations to privacy, faithful execution, and transaction finality. We introduce \emph{Strong Federations}: publicly verifiable, Byzantine-robust transaction networks that facilitate movement of any asset between disparate markets, without requiring third-party trust. \emph{Strong Federations} enable commercial privacy, with support for transactions where asset types and amounts are opaque, while remaining publicly verifiable. As in Bitcoin, execution fidelity is cryptographically enforced; however, \emph{Strong Federations} significantly lower capital requirements for market participants by reducing transaction latency and improving interoperability. To show how this innovative solution can be applied today, we describe \emph{\liquid}: the first implementation of \emph{Strong Federations} deployed in a Financial Market.

Open access
2 source records
cs.CR
cs.CY
Blockchain Technology Applications and Security
Original source
Dec 16, 2016·arXiv (Cornell University)
53 cites
Zero-Collateral Lotteries in Bitcoin and Ethereum

Andrew Miller, Iddo Bentov

We present cryptocurrency-based lottery protocols that do not require any collateral from the players. Previous protocols for this task required a security deposit that is $O(N^2)$ times larger than the bet amount, where $N$ is the number of players. Our protocols are based on a tournament bracket construction, and require only $O(\log N)$ rounds. Our lottery protocols thus represent a significant improvement, both because they allow players with little money to participate, and because of the time value of money. The Ethereum-based implementation of our lottery is highly efficient. The Bitcoin implementation requires an $O(2^N)$ off-chain setup phase, which demonstrates that the expressive power of the scripting language can have important implications. We also describe a minimal modification to the Bitcoin protocol that would eliminate the exponential blowup.

Open access
3 source records
Blockchain Technology Applications and Security
Cryptography and Data Security
Advanced Steganography and Watermarking Techniques
Original source
Dec 15, 2016·arXiv
0 cites
Scalable Byzantine Consensus via Hardware-assisted Secret Sharing

Jian Liu, Wenting Li, Ghassan O. Karame, N. Asokan

The surging interest in blockchain technology has revitalized the search for effective Byzantine consensus schemes. In particular, the blockchain community has been looking for ways to effectively integrate traditional Byzantine fault-tolerant (BFT) protocols into a blockchain consensus layer allowing various financial institutions to securely agree on the order of transactions. However, existing BFT protocols can only scale to tens of nodes due to their $O(n^2)$ message complexity. In this paper, we propose FastBFT, a fast and scalable BFT protocol. At the heart of FastBFT is a novel message aggregation technique that combines hardware-based trusted execution environments (TEEs) with lightweight secret sharing primitives. Combining this technique with several other optimizations (i.e., optimistic execution, tree topology and failure detection), FastBFT achieves low latency and high throughput even for large scale networks. Via systematic analysis and experiments, we demonstrate that FastBFT has better scalability and performance than previous BFT protocols.

Open access
cs.CR
cs.DC
Original source
Dec 15, 2016·EPTCS 233, 2016, pp. 52-60
0 cites
Sending Money Like Sending E-mails: Cryptoaddresses, The Universal Decentralised Identities

Michal Zima

Sending money in cryptocurrencies is majorly based on public keys or their hashed forms -- "addresses." These long random-looking strings are user unfriendly for transferring by other means than via copy-and-paste or QR codes. Replacing such strings with identifiers chosen by users themselves would significantly improve usability of cryptocurrencies. Such identifiers could be memorable, easier to write on paper or to dictate over phone. Main challenge lies in designing a practically usable decentralised system for providing these identifiers. Former solutions have been built as centralised systems or come with nonnegligible limitations. Our solution is reminiscent of a prevalent e-mail system, which is an already user friendly and desirably decentralised system. It is shown that our approach is directly applicable also to other systems that use long cryptographic identifiers.

Open access
cs.CR
cs.NI
Original source
Dec 14, 2016·arXiv (Cornell University)
0 cites
The Ethereum Scratch Off Puzzle

Abrahim Ladha, Sharbani Pandit, Sanya Ralhan

Ethereum represents new innovation in the fields of cryptocurrency which has become relatively stagnate, promising many things, including an entire programming language and development enviroment built into the network. However the current trend is to write implementations and proof of concepts before doing the rigor involved with proving security. Miller's recent thesis is an attempt to remedy this, and we apply his provable security techniques to the algorithm description of CASPER, the new "proof-of-stake" consensus protocol scheme to be implemented in ethereum. We conclude by stating it satisfies almost all the definitions, except one, leaving room for improvement.

Open access
2 source records
cs.CR
Advanced Authentication Protocols Security
Cryptography and Data Security
Original source
Dec 9, 2016·DROPS (Schloss Dagstuhl – Leibniz Center for Informatics)
31 cites
Solida: A Blockchain Protocol Based on Reconfigurable Byzantine Consensus

Ittai Abraham, Dahlia Malkhi, Kartik Nayak, Ling Ren · 5 authors

The decentralized cryptocurrency Bitcoin has experienced great success but also encountered many challenges. One of the challenges has been the long confirmation time. Another challenge is the lack of incentives at certain steps of the protocol, raising concerns for transaction withholding, selfish mining, etc. To address these challenges, we propose Solida, a decentralized blockchain protocol based on reconfigurable Byzantine consensus augmented by proof-of-work. Solida improves on Bitcoin in confirmation time, and provides safety and liveness assuming the adversary control less than (roughly) one-third of the total mining power.

Open access
2 source records
cs.CR
cs.DC
cs.GT
Original source
Dec 6, 2016·arXiv
0 cites
The Blockchain: A Gentle Four Page Introduction

Jan Hendrik Witte

Blockchain is a distributed database that keeps a chronologically-growing list (chain) of records (blocks) secure from tampering and revision. While computerisation has changed the nature of a ledger from clay tables in the old days to digital records in modern days, blockchain technology is the first true innovation in record keeping that could potentially revolutionise the basic principles of information keeping. In this note, we provide a brief self-contained introduction to how the blockchain works.

Open access
q-fin.GN
cs.CR
Original source
Dec 4, 2016·arXiv (Cornell University)
26 cites
Privacy on the Blockchain: Unique Ring Signatures

Rebekah Mercer

Ring signatures are cryptographic protocols designed to allow any member of a group to produce a signature on behalf of the group, without revealing the individual signer's identity. This offers group members a level of anonymity not attainable through generic digital signature schemes. We call this property 'plausible deniability', or anonymity with respect to an anonymity set. We concentrate in particular on implementing privacy on the blockchain, introducing a unique ring signature scheme that works with existing blockchain systems. We implement a unique ring signature (URS) scheme using secp256k1, creating the first implementation compatible with blockchain libraries in this way, so as for easy implementation as an Ethereum smart contract. We review the privacy and security properties offered by the scheme we have constructed, and compare its efficiency with other commonly suggested approaches to privacy on the blockchain.

Open access
2 source records
cs.CR
Blockchain Technology Applications and Security
Cryptography and Data Security
Original source
Dec 1, 2016·arXiv (Cornell University)
43 cites
Teechan: Payment Channels Using Trusted Execution Environments

Joshua Lind, Ittay Eyal, Peter Pietzuch, Emin Gün Sirer

Blockchain protocols are inherently limited in transaction throughput and latency. Recent efforts to address performance and scale blockchains have focused on off-chain payment channels. While such channels can achieve low latency and high throughput, deploying them securely on top of the Bitcoin blockchain has been difficult, partly because building a secure implementation requires changes to the underlying protocol and the ecosystem. We present Teechan, a full-duplex payment channel framework that exploits trusted execution environments. Teechan can be deployed securely on the existing Bitcoin blockchain without having to modify the protocol. It: (i) achieves a higher transaction throughput and lower transaction latency than prior solutions; (ii) enables unlimited full-duplex payments as long as the balance does not exceed the channel's credit; (iii) requires only a single message to be sent per payment in any direction; and (iv) places at most two transactions on the blockchain under any execution scenario. We have built and deployed the Teechan framework using Intel SGX on the Bitcoin network. Our experiments show that, not counting network latencies, Teechan can achieve 2,480 transactions per second on a single channel, with sub-millisecond latencies.

Open access
3 source records
cs.CR
Distributed systems and fault tolerance
Blockchain Technology Applications and Security
Original source
Dec 1, 2016·arXiv (Cornell University)
8 cites
Optimizing Governed Blockchains for Financial Process Authentications

Leif-Nissen Lundbæk, Andrea Callia D’Iddio, Michael Huth

We propose the formal study of governed blockchains that are owned and controlled by organizations and that neither create cryptocurrencies nor provide any incentives to solvers of cryptographic puzzles. We view such approaches as frameworks in which system parts, such as the cryptographic puzzle, may be instantiated with different technology. Owners of such a blockchain procure puzzle solvers as resources they control, and use a mathematical model to compute optimal parameters for the cryptographic puzzle mechanism or other parts of the blockchain. We illustrate this approach with a use case in which blockchains record hashes of financial process transactions to increase their trustworthiness and that of their audits. For Proof of Work as cryptographic puzzle, we develop a detailed mathematical model to derive MINLP optimization problems for computing optimal Proof of Work configuration parameters that trade off potentially conflicting aspects such as availability, resiliency, security, and cost in this governed setting. We demonstrate the utility of such a mining calculus by solving some instances of this problem. This experimental validation is strengthened by statistical experiments that confirm the validity of random variables used in formulating our mathematical model. We hope that our work may facilitate the creation of domain-specific blockchains for a wide range of applications such as trustworthy information in Internet of Things systems and bespoke improvements of legacy financial services.

Open access
2 source records
cs.CR
Blockchain Technology Applications and Security
Crime, Illicit Activities, and Governance
Original source
Nov 21, 2016·arXiv (Cornell University)
24 cites
Service-Oriented Sharding with Aspen

Adem Efe Gencer, Robbert van Renesse, Emin Gün Sirer

The rise of blockchain-based cryptocurrencies has led to an explosion of services using distributed ledgers as their underlying infrastructure. However, due to inherently single-service oriented blockchain protocols, such services can bloat the existing ledgers, fail to provide sufficient security, or completely forego the property of trustless auditability. Security concerns, trust restrictions, and scalability limits regarding the resource requirements of users hamper the sustainable development of loosely-coupled services on blockchains. This paper introduces Aspen, a sharded blockchain protocol designed to securely scale with increasing number of services. Aspen shares the same trust model as Bitcoin in a peer-to-peer network that is prone to extreme churn containing Byzantine participants. It enables introduction of new services without compromising the security, leveraging the trust assumptions, or flooding users with irrelevant messages.

Open access
2 source records
cs.CR
cs.DC
Blockchain Technology Applications and Security
Original source
Nov 12, 2016·arXiv (Cornell University)
55 cites
Anomaly Detection in the Bitcoin System - A Network Perspective

Thai Pham, Steven Lee

The problem of anomaly detection has been studied for a long time, and many Network Analysis techniques have been proposed as solutions. Although some results appear to be quite promising, no method is clearly to be superior to the rest. In this paper, we particularly consider anomaly detection in the Bitcoin transaction network. Our goal is to detect which users and transactions are the most suspicious; in this case, anomalous behavior is a proxy for suspicious behavior. To this end, we use the laws of power degree and densification and local outlier factor (LOF) method (which is proceeded by k-means clustering method) on two graphs generated by the Bitcoin transaction network: one graph has users as nodes, and the other has transactions as nodes. We remark that the methods used here can be applied to any type of setting with an inherent graph structure, including, but not limited to, computer networks, telecommunications networks, auction networks, security networks, social networks, Web networks, or any financial networks. We use the Bitcoin transaction network in this paper due to the availability, size, and attractiveness of the data set.

Open access
2 source records
Anomaly Detection Techniques and Applications
Network Security and Intrusion Detection
Data Stream Mining Techniques
Original source