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Aug 9, 2026·Zenodo (CERN European Organization for Nuclear Research)
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The Übermensch Guard: A Philosophical Framework for Constraining AGI Through Nietzschean Ethics

Miaosheng Wang

The Übermensch Guard — PRE-GHR XIV. v2.3 (2026-08-09): post-publish review fixes (v2.2 shipped, then corrected). Changes vs v2.2: (1) §2.2 pairing frame compressed to one sentence — "The pairing is structural, not ideological; the extent of their disagreement is addressed in §2.3" — eliminating duplication with §2.3's non-composition paragraph (same contrast, same conclusion, near-identical wording); the full contrast now lives once, at §2.3. (2) Changelog cleaned: the v2.2 entry's Chinese parenthetical removed; review-count wording aligned with agent_note (four independent AI stress-test reviews). v2.2 (2026-08-09): four independent AI stress-test reviews; the author retained final judgment, accepting two must-fix items and rejecting the rest. Changes vs v2.1: (1) abstract opens with "This paper is not an AGI alignment solution"; PRE-GHR downgraded from "scientific scaffolding" to "one possible engineering interpretation — an instantiation candidate, not its foundation" across abstract, §5, §8. (2) §2.3 corrected: the two limits emerge between, not intersect at — the earlier "intersection" wording contradicted the same section's "refuse to merge"; between/space language adopted. (3) Two Demons qualified as philosophical boundary conditions, not claims of physical unification (abstract, §2). (4) §2.2 framed the Nietzsche–Korchagin pairing as structural, not ideological — the weld is declared, not reconciled. (5) §1 early declaration: the paper is not an attempt to align AGI with Nietzsche's ethics — it guards the question against being answered badly. (6) §2.3 new paragraph: the ledger's bills are not distributed symmetrically; constraint is the non-externalization clause — the boundary right of the weak and the constraint on the strong are the same clause, read from opposite sides (series interface with the Sender Axiom line, drawn in this paper's own terms). (7) Compression: §3, §4, §6, §8 tightened (~13 lines cut); measured net body length +5.2% — review-requested strengthenings outweigh the cuts; no cuts to passages reviews themselves praised (Korchagin framing, §9 posture). v2.1 (2026-08-08): stress-test review fixes (§2.1 physics corrected — quantum fails the demon at the level of knowing, chaos at the level of computing; §2.3 Two Demons' non-composition declared explicitly; §1 dual failure mode: power without wisdom OR the last man's weakness dressed as virtue). v2L (2026-08-08): manifestation→test reframe; entity/direction correction; eternal-recurrence mapping withdrawn; Nazi-reception history made honest; Two-Demons framing added (Laplace/Nietzsche cognitive limit; Maxwell/Korchagin action limit; Landauer shared ledger). Series: PRE-GHR XIV. License CC-BY-4.0.

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Ethics and Social Impacts of AI
Embodied and Extended Cognition
Knowledge Management and Technology
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