Blockchain Papers

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Jan 1, 2018·Review
151 cites
The Case for Central Bank Electronic Money and the Non-case for Central Bank Cryptocurrencies

Aleksander Berentsen, Fabian Schär

We characterize various currencies according to their control structure, focusing on cryptocurrencies such as Bitcoin and government-issued fiat money. We then argue that there is a large unmet demand for a liquid asset that allows households and firms to save outside of the private financial sector. Central banks could offer such an asset by simply allowing households and firms to open accounts with them. Finally, we conclude that a central bank will not issue cryptocurrencies in the sense of a truly decentralized and permissionless asset that allows users to remain anonymous.

Open access
Economic theories and models
Economic Theory and Policy
Banking stability, regulation, efficiency
Original source
Jan 1, 2018·Review
126 cites
A Short Introduction to the World of Cryptocurrencies

Aleksander Berentsen, Fabian Schär

This article is a short introduction to cryptocurrencies and blockchain technology. The focus of the introduction is on Bitcoin, but many elements are shared by other blockchain implementations and alternative cryptoassets.

Open access
2 source records
Blockchain Technology Applications and Security
Original source
Jan 1, 2018·Research in International Business and Finance
200 cites
Modelling volatility of cryptocurrencies using Markov-Switching GARCH models

Guglielmo Maria Caporale, Timur Zekokh

This paper aims to select the best model or set of models for modelling volatility of the four most popular cryptocurrencies, i.e. Bitcoin, Ethereum, Ripple and Litecoin. More than 1000 GARCH models are fitted to the log returns of the exchange rates of each of these cryptocurrencies to estimate a one-step ahead prediction of Value-at-Risk (VaR) and Expected Shortfall (ES) on a rolling window basis. The best model or superior set of models is then chosen by backtesting VaR and ES as well as using a Model Confidence Set (MCS) procedure for their loss functions. The results imply that using standard GARCH models may yield incorrect VaR and ES predictions, and hence result in ineffective risk-management, portfolio optimisation, pricing of derivative securities etc. These could be improved by using instead the model specifications allowing for asymmetries and regime switching suggested by our analysis, from which both investors and regulators can benefit.

Open access
2 source records
Financial Risk and Volatility Modeling
Market Dynamics and Volatility
Stochastic processes and financial applications
Original source
Jan 1, 2018·SSRN Electronic Journal
164 cites
Cryptocurrencies: Stylized Facts on a New Investible Instrument

Albert S. Hu, Christine A. Parlour, Uday Rajan

Abstract We present stylized facts on the asset pricing properties of cryptocurrencies: summary statistics on cryptocurrency return properties and measures of common variation for secondary market returns on 222 digital coins. In our sample, secondary market returns of all other currencies are strongly correlated with Bitcoin returns. We also provide some investment characteristics of a sample of 64 initial coin offerings.

Open access
2 source records
Blockchain Technology Applications and Security
Financial Markets and Investment Strategies
Market Dynamics and Volatility
Original source
Jan 1, 2018·SMU Scholar (Southern Methodist University)
223 cites
Cryptocurrency Price Prediction Using Tweet Volumes and Sentiment Analysis

Jethin Abraham, Daniel Higdon, John B. Nelson, Juan G. Ibarra

In this paper, we present a method for predicting changes in Bitcoin and Ethereum prices utilizing Twitter data and Google Trends data. Bitcoin and Ethereum, the two largest cryptocurrencies in terms of market capitalization represent over \$160 billion dollars in combined value. However, both Bitcoin and Ethereum have experienced significant price swings on both daily and long term valuations. Twitter is increasingly used as a news source influencing purchase decisions by informing users of the currency and its increasing popularity. As a result, quickly understanding the impact of tweets on price direction can provide a purchasing and selling advantage to a cryptocurrency user or a trader. By analyzing tweets, we found that tweet volume, rather than tweet sentiment (which is invariably overall positive regardless of price direction), is a predictor of price direction. By utilizing a linear model that takes as input tweets and Google Trends data, we were able to accurately predict the direction of price changes. By utilizing this model, a person is able to make better informed purchase and selling decisions related to Bitcoin and Ethereum.

Open access
Blockchain Technology Applications and Security
Stock Market Forecasting Methods
FinTech, Crowdfunding, Digital Finance
Original source
Jan 1, 2018·Journal of risk and financial management
272 cites
Long- and Short-Term Cryptocurrency Volatility Components: A GARCH-MIDAS Analysis

Christian Conrad, Anessa Custovic, Éric Ghysels

We use the GARCH-MIDAS model to extract the long- and short-term volatility components of cryptocurrencies. As potential drivers of Bitcoin volatility, we consider measures of volatility and risk in the US stock market as well as a measure of global economic activity. We find that S&P 500 realized volatility has a negative and highly significant effect on long-term Bitcoin volatility. The finding is atypical for volatility co-movements across financial markets. Moreover, we find that the S&P 500 volatility risk premium has a significantly positive effect on long-term Bitcoin volatility. Finally, we find a strong positive association between the Baltic dry index and long-term Bitcoin volatility. This result shows that Bitcoin volatility is closely linked to global economic activity. Overall, our findings can be used to construct improved forecasts of long-term Bitcoin volatility.

Open access
2 source records
Blockchain Technology Applications and Security
Market Dynamics and Volatility
Complex Systems and Time Series Analysis
Original source
Jan 1, 2018·Finance research letters
225 cites
Herding in the cryptocurrency market: CSSD and CSAD approaches

David Vidal-Tomás, Ana M. Ibáñez, José Emilio Farinós Viñas

No abstract is available for this record.

Open access
2 source records
Blockchain Technology Applications and Security
Complex Systems and Time Series Analysis
Financial Markets and Investment Strategies
Original source
Jan 1, 2018·SSRN Electronic Journal
830 cites
Risks and Returns of Cryptocurrency

Yukun Liu, Aleh Tsyvinski

Abstract We establish that cryptocurrency returns are driven and can be predicted by factors that are specific to cryptocurrency markets. Cryptocurrency returns are exposed to cryptocurrency network factors but not cryptocurrency production factors. We construct the network factors to capture the user adoption of cryptocurrencies and the production factors to proxy for the costs of cryptocurrency production. Moreover, there is a strong time-series momentum effect, and proxies for investor attention strongly forecast future cryptocurrency returns.

Open access
4 source records
Market Dynamics and Volatility
Financial Markets and Investment Strategies
Complex Systems and Time Series Analysis
Original source
Jan 1, 2018·Journal of Financial Economics
814 cites
Trading and arbitrage in cryptocurrency markets

Igor Makarov, Antoinette Schoar

No abstract is available for this record.

Open access
3 source records
Financial Markets and Investment Strategies
Complex Systems and Time Series Analysis
Market Dynamics and Volatility
Original source
Jan 1, 2018·Journal of Behavioral and Experimental Finance
56 cites
The gender gap in ‘Bitcoin literacy’

Christina E. Bannier, Tobias Meyll, Florian Röder, Andreas Walter

No abstract is available for this record.

Open access
2 source records
Financial Literacy, Pension, Retirement Analysis
FinTech, Crowdfunding, Digital Finance
Blockchain Technology Applications and Security
Original source
Jan 1, 2018·Lecture notes in computer science
76 cites
SoK: Unraveling Bitcoin Smart Contracts

Nicola Atzei, Massimo Bartoletti, Tiziana Cimoli, Stefano Lande · 5 authors

Albeit the primary usage of Bitcoin is to exchange currency, its blockchain and consensus mechanism can also be exploited to securely execute some forms of smart contracts. These are agreements among mutually distrusting parties, which can be automatically enforced without resorting to a trusted intermediary. Over the last few years a variety of smart contracts for Bitcoin have been proposed, both by the academic community and by that of developers. However, the heterogeneity in their treatment, the informal (often incomplete or imprecise) descriptions, and the use of poorly documented Bitcoin features, pose obstacles to the research. In this paper we present a comprehensive survey of smart contracts on Bitcoin, in a uniform framework. Our treatment is based on a new formal specification language for smart contracts, which also helps us to highlight some subtleties in existing informal descriptions, making a step towards automatic verification. We discuss some obstacles to the diffusion of smart contracts on Bitcoin, and we identify the most promising open research challenges.

Open access
2 source records
Blockchain Technology Applications and Security
Cryptography and Data Security
Auction Theory and Applications
Original source
Jan 1, 2018·Proceedings of the ... Annual Hawaii International Conference on System Sciences/Proceedings of the Annual Hawaii International Conference on System Sciences
152 cites
Breaking Bad: De-Anonymising Entity Types on the Bitcoin Blockchain Using Supervised Machine Learning

Mikkel Alexander Harlev, Haohua Sun Yin, Klaus Christian Langenheldt, Raghava Rao Mukkamala · 5 authors

Bitcoin is a cryptocurrency whose transactions are recorded on a distributed, openly accessible ledger. On the Bitcoin Blockchain, an entity’s real-world identity is hidden behind a pseudonym, a so-called address. Therefore, Bitcoin is widely assumed to provide a high degree of anonymity, which is a driver for its frequent use for illicit activities. This paper presents a novel approach for reducing the anonymity of the Bitcoin Blockchain by using Supervised Machine Learning to predict the type of yet-unidentified entities. We utilised a sample of 434 entities (with ~ 200 million transactions), whose identity and type had been revealed, as training set data and built classifiers differentiating among 10 categories. Our main finding is that we can indeed predict the type of a yet-unidentified entity. Using the Gradient Boosting algorithm, we achieve an accuracy of 77% and F1-score of ~ 0.75. We discuss our novel approach of Supervised Machine Learning for uncovering Bitcoin Blockchain anonymity and its potential applications to forensics and financial compliance and its societal implications, outline study limitations and propose future research directions.

Open access
Blockchain Technology Applications and Security
Cybercrime and Law Enforcement Studies
Spam and Phishing Detection
Original source
Jan 1, 2018·National Bureau of Economic Research
73 cites
Market Structure in Bitcoin Mining

June Ma, Joshua S. Gans, Rabee Tourky

We analyze the Bitcoin protocol for electronic peer-to-peer payments and the operations that support the "blockchain" that underpins it. It is shown that that protocol maps formally into a dynamic game that is an extension of standard models of R&D racing. The model provides a technical foundation for any economic analysis of 'proof of work' protocols. Using the model, we demonstrate that free entry is solely responsible for determining resource usage by the system for a given reward to mining. The endogenous level of computational difficulty built into the Bitcoin protocol does not mitigate this usage and serves only to determine the time taken to process transactions. Regulating market structure will mitigate resource use highlighting the importance of identifying the benefits of competition for the operation of the blockchain.

Open access
2 source records
Blockchain Technology Applications and Security
Economic theories and models
Auction Theory and Applications
Original source
Jan 1, 2018·Lecture notes in computer science
236 cites
Decentralization in Bitcoin and Ethereum Networks

Adem Efe Gencer, Soumya Basu, Ittay Eyal, Robbert van Renesse · 5 authors

Blockchain-based cryptocurrencies have demonstrated how to securely implement traditionally centralized systems, such as currencies, in a decentralized fashion. However, there have been few measurement studies on the level of decentralization they achieve in practice. We present a measurement study on various decentralization metrics of two of the leading cryptocurrencies with the largest market capitalization and user base, Bitcoin and Ethereum. We investigate the extent of decentralization by measuring the network resources of nodes and the interconnection among them, the protocol requirements affecting the operation of nodes, and the robustness of the two systems against attacks. In particular, we adapted existing internet measurement techniques and used the Falcon Relay Network as a novel measurement tool to obtain our data. We discovered that neither Bitcoin nor Ethereum has strictly better properties than the other. We also provide concrete suggestions for improving both systems.

Open access
3 source records
Blockchain Technology Applications and Security
Internet Traffic Analysis and Secure E-voting
Peer-to-Peer Network Technologies
Original source
Jan 1, 2018·Finance research letters
99 cites
Bayesian change point analysis of Bitcoin returns

Sven Thies, Péter Molnár

No abstract is available for this record.

Open access
2 source records
Complex Systems and Time Series Analysis
Blockchain Technology Applications and Security
Market Dynamics and Volatility
Original source
Jan 1, 2018·Journal of International Financial Markets Institutions and Money
177 cites
Exogenous drivers of Bitcoin and Cryptocurrency volatility – A mixed data sampling approach to forecasting

Thomas Walther, Tony Klein, Elie Bouri

We apply the GARCH-MIDAS framework to forecast the daily, weekly, and monthly volatility of five highly capitalized Cryptocurrencies (Bitcoin, Etherium, Litecoin, Ripple, and Stellar) as well as the Cryptocurrency index CRIX. Based on the prediction quality, we determine the most important exogenous drivers of volatility in Cryptocurrency markets. We find that the Global Real Economic Activity outperforms all other economic and financial drivers under investigation. We also show that the Global Real Economic Activity provides superior volatility predictions for both, bull and bear markets. In addition, the average forecast combination results in low loss functions. This indicates that the information content of exogenous factors is time-varying and the model averaging approach diversifies the impact of single drivers.

Open access
2 source records
Blockchain Technology Applications and Security
Market Dynamics and Volatility
Complex Systems and Time Series Analysis
Original source
Jan 1, 2018·Annual Review of Financial Economics
81 cites
Bitcoin and Beyond

Kose John, Maureen O’Hara, Fahad Saleh

At their essence, blockchains are digital sequences of numbers coded into computer software that permit the secure exchange, recording, and broadcasting of transactions between individual users operating anywhere in the world with Internet access. Like most technological changes, the development of blockchains drew on and combined several existing technologies. Blockchains incorporate digital encryption technologies that mask, to varying degrees, the specific content exchanged as well as the identities of individual users. Algorithms, pre-coded series of step-by-step instructions, are also mobilised in solving complex mathematical equations and arriving at a consensus on the validity of transactions within networks of users. Time-stamping technologies then periodically bundle verified transactions into datasets, or ‘blocks’. Linked together sequentially, these ‘blocks’ form ‘chains’ that make up larger ‘blockchain’ databases of transactions that broadcast a permanent record of transactions whilst maintaining the anonymity of users and specific content exchanged. Blockchains are intended to be maintained by all users in manners meant to be immutable, unless users arrive at a clear consensus to undertake changes.

Open access
3 source records
Blockchain Technology Applications and Security
Auction Theory and Applications
Digital Platforms and Economics
Original source