Blockchain Papers

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41 papersLast indexed Aug 31, 2026
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Sep 16, 2019¡Springer Optimization and Its Applications
19 cites
Formal Verification of Blockchain Byzantine Fault Tolerance

Pierre Tholoniat, Vincent Gramoli

To implement a blockchain, the trend is now to integrate a non-trivial Byzantine fault tolerant consensus algorithm instead of the seminal idea of waiting to receive blocks to decide upon the longest branch. After a decade of existence, blockchains trade now large amounts of valuable assets and a simple disagreement could lead to disastrous losses. Unfortunately, Byzantine consensus solutions used in blockchains are at best proved correct "by hand" as we are not aware of any of them having been formally verified. In this paper, we propose two contributions: (i) we illustrate the severity of the problem by listing six vulnerabilities of blockchain consensus including two new counter-examples; (ii) we then formally verify two Byzantine fault tolerant components of Red Belly Blockchain using the ByMC model checker. First, we specify a simple broadcast primitive in 116 lines of code that is verified in 40 seconds on a 2-core Intel machine. Then, we specify a blockchain consensus algorithm in 276 lines of code that is verified in 17 minutes on a 64-core AMD machine using MPI. To conclude, we argue that it has now become both relatively simple and crucial to formally verify the correctness of blockchain consensus protocols.

Open access
4 source records
cs.DC
Distributed systems and fault tolerance
Blockchain Technology Applications and Security
Original source
Sep 13, 2019¡Repository for Publications and Research Data (ETH Zurich)
0 cites
Trusted Timestamping via the Bitcoin Blockchain

BĂŠla Gipp

In his talk, Bela Gipp, Professor for Data & Knowledge Engineering at the University of Wuppertal, presented the blockchain-based trusted timestamping service Origin-Stamp. Bela developed OriginStamp as a Ph.D. student in 2012, as no convenient and tamper-proof method existed to create timestamps. Since then, OriginStamp has been used over 6 million times by researchers, journalists in war regions, pharmaceutical companies, and individuals. Use cases are the timestamping of ideas for patent applications, timestamping of digital archives or timestamping of pre-existing damage, e.g., when hiring a rental car. The service can be used via a website, mobile phone apps, or an API, which allows developers to easily make use of trusted timestamping in their own applications. Trusted timestamping is the process of securely tracing the creation and modification time of any digital file. In contrast to conventional commercial timestamping authorities, OriginStamp uses the blockchain of the cryptocurrency Bitcoin as a decentralized, tamper-proof, and cost-efficient timestamping authority. To try it yourself, visit www.originstamp.org.

Open access
Cognitive Functions and Memory
Distributed systems and fault tolerance
Blockchain Technology Applications and Security
Original source
Jul 1, 2019¡2019 IEEE International Conference on Blockchain (Blockchain)
38 cites
Proteus: A Scalable BFT Consensus Protocol for Blockchains

Mohammad M. Jalalzai, Costas Busch, Golden G. Richard

Byzantine Fault Tolerant (BFT) consensus exhibits higher throughput in comparison to Proof of Work (PoW) in blockchains. However, BFT-based protocols suffer from scalability problems with respect to the number of replicas in the network due to their inherent quadratic message complexity. Previously, proposed solutions improve BFT performance for normal operation, but will fall back to quadratic message complexity once the protocol observes a certain number of failures. To address this issue we propose Proteus, a new BFT-based consensus protocol which elects a subset of nodes c as a root committee. Proteus guarantees stable performance, regardless of the number of failures in the network and it improves on the quadratic message complexity of typical BFT-based protocols to O(cn) messages, where c << n, for large number of nodes n. We tested our protocol on 200 Amazon EC2 instances, with two different baseline BFT protocols (PBFT and Bchain) for comparison. In these tests, our protocol outperformed the baselines by more than 2× in terms of throughput as well as latency.

Open access
Distributed systems and fault tolerance
Cognitive Functions and Memory
Blockchain Technology Applications and Security
Original source
Jun 27, 2019¡Concurrency and Computation Practice and Experience
17 cites
DiPETrans: A Framework for Distributed Parallel Execution of Transactions of Blocks in Blockchain

Shrey Baheti, Parwat Singh Anjana, Sathya Peri, Yogesh Simmhan

Summary Contemporary blockchain such as Bitcoin and Ethereum execute transactions serially by miners and validators and determine the Proof‐of‐Work (PoW). Such serial execution is unable to exploit modern multi‐core resources efficiently, hence limiting the system throughput and increasing the transaction acceptance latency. The objective of this work is to increase the transaction throughput by introducing parallel transaction execution using a static analysis over the transaction dependencies. We propose the DiPETrans framework for distributed execution of transactions in a block. Here, peers in the blockchain network form a community of trusted nodes to execute the transactions and find the PoW in‐parallel, using a leader–follower approach. During mining, the leader statically analyzes the transactions, creates different groups (shards) of independent transactions, and distributes them to followers to execute concurrently. After execution, the community's compute power is utilized to solve the PoW concurrently. When a block is successfully created, the leader broadcasts the proposed block to other peers in the network for validation. On receiving a block, the validators re‐execute the block transactions and accept the block if they reach the same state as shared by the miner. Validation can also be done in parallel, following the same leader–follower approach as mining. We report experiments using over 5 million real transactions from the Ethereum blockchain and execute them using our DiPETrans framework to empirically validate the benefits of our techniques over a traditional sequential execution. We achieve a maximum speedup of 2.2 and 2.0 and an average speedup of 1.6 and 1.5 for the miner and the validator, respectively, with 100–500 transactions per block when using 6 machines in the community. Further, we achieve a peak of 5 end‐to‐end block creation speedup using a parallel miner over a serial miner.

Open access
3 source records
cs.DC
Blockchain Technology Applications and Security
Caching and Content Delivery
Original source
Jun 13, 2019¡arXiv (Cornell University)
20 cites
Mir-BFT: High-Throughput Robust BFT for Decentralized Networks

Chrysoula Stathakopoulou, Tudor David, Matej Pavlovič, Marko Vukolić

This paper presents Mir-BFT, a robust Byzantine fault-tolerant (BFT) total order broadcast protocol aimed at maximizing throughput on wide-area networks (WANs), targeting deployments in decentralized networks, such as permissioned and Proof-of-Stake permissionless blockchain systems. Mir-BFT is the first BFT protocol that allows multiple leaders to propose request batches independently (i.e., parallel leaders), in a way that precludes request duplication attacks by malicious (Byzantine) clients, by rotating the assignment of a partitioned request hash space to leaders. As this mechanism removes a single-leader bandwidth bottleneck and exposes a computation bottleneck related to authenticating clients even on a WAN, our protocol further boosts throughput using a client signature verification sharding optimization. Our evaluation shows that Mir-BFT outperforms state-of-the-art and orders more than 60000 signed Bitcoin-sized (500-byte) transactions per second on a widely distributed 100 nodes, 1 Gbps WAN setup, with typical latencies of few seconds. We also evaluate Mir-BFT under different crash and Byzantine faults, demonstrating its performance robustness. Mir-BFT relies on classical BFT protocol constructs, which simplifies reasoning about its correctness. Specifically, Mir-BFT is a generalization of the celebrated and scrutinized PBFT protocol. In a nutshell, Mir-BFT follows PBFT "safety-wise", with changes needed to accommodate novel features restricted to PBFT liveness.

Open access
2 source records
cs.DC
Distributed systems and fault tolerance
Blockchain Technology Applications and Security
Original source
Mar 19, 2019¡arXiv (Cornell University)
1 cites
Multi-party authorization and conflict mediation for decentralized configuration management processes

Holger Kinkelin, Heiko Niedermayer, Marc MĂźller, Georg Carle

Configuration management in networks with highest security demands must not depend on just one administrator and her device. Otherwise, problems can be caused by mistakes or malicious behavior of this admin, or when her computer got compromised, which allows an attacker to abuse the administrator's far-reaching permissions. Instead, we propose to use a reliable and resilient configuration management process orchestrated by a configuration management system (CMS). This can be achieved by separation of concerns (proposing a configuration vs. authorizing it), employing multi-party authorization (MPA), and enforcing that only authorized configurations can be deployed. This results in a configuration management process that is decentralized on a human, decision-making level, and a technical, device level. However, due to different opinions or adversarial interference, the result of an MPA process can end in a conflict. This raises the question how such conflicts can be mediated in a better way than just employing majority voting, which is insufficient in certain situations. As an alternative, this paper introduces building blocks of customizable conflict mediation strategies which we integrated into our CMS TANCS . The conflict mediation functionality as well as the initial TANCS implementation run on top of the distributed ledger and smart contract framework Hyperledger Fabric which makes all processes resilient and tamper-resistant.

Open access
2 source records
cs.CR
cs.NI
Distributed systems and fault tolerance
Original source
Mar 11, 2019¡arXiv (Cornell University)
13 cites
Proteus: A Scalable BFT Consesus Protocol for Blockchains

Mohammad M. Jalalzai, Costas Busch, Golden G. Richard

Byzantine Fault Tolerant (BFT) consensus exhibits higher throughput in comparison to Proof of Work (PoW) in blockchains. But BFT-based protocols suffer from scalability problems with respect to the number of replicas in the network. The main reason for this limitation is the quadratic message complexity of BFT protocols. Previously, proposed solutions improve BFT performance for normal operation, but will fall back to quadratic message complexity once the protocol observes a certain number of failures. This makes the protocol performance unpredictable as it is not guaranteed that the network will face a a certain number of failures. As a result, such protocols are only scalable when conditions are favorable (i.e., the number of failures are less than a given threshold). To address this issue we propose Proteus, a new BFT-based consensus protocol which elects a subset of nodes $c$ as a root committee. Proteus guarantees stable performance, regardless of the number of failures in the network and it improves on the quadratic message complexity of typical BFT-based protocols to $O(cn)$, where $c<<n$, for large $n$. Thus, message complexity remains small and less than quadratic when $c$ is asymptotically smaller than $n$, and this helps the protocol to provide stable performance even during the view change process (change of root committee). Our view change process is different than typical BFT protocols as it replaces the whole root committee compared to replacing a single primary in other protocols. We deployed and tested our protocol on $200$ Amazon $EC2$ instances, with two different baseline BFT protocols (PBFT and Bchain) for comparison. In these tests, our protocol outperformed the baselines by more than $2\times$ in terms of throughput as well as latency.

Open access
2 source records
cs.DC
Distributed systems and fault tolerance
Cognitive Functions and Memory
Original source
Jan 1, 2019¡IEEE Access
54 cites
Trust-Based Shard Distribution Scheme for Fault-Tolerant Shard Blockchain Networks

Jusik Yun, Yunyeong Goh, Jong‐Moon Chung

Blockchains guarantee data integrity through consensus of distributed ledgers based on multiple validation nodes called miners. For this reason, any blockchain system can be critically disabled by a malicious attack from a majority of the nodes (e.g., 51% attack). These attacks are more likely to succeed as the number of nodes required for consensus is smaller. Recently, as blockchains are becoming too large (making them difficult to store, send, receive, and manage), sharding is being considered as a technology to help improve the transaction throughput and scalability of blockchains. Sharding distributes block validators to disjoint sets to process transactions in parallel. Therefore, the number of validators of each shard group is smaller, which makes shard-based blockchains more vulnerable to 51% attacks than blockchains that do not use sharding. To solve this problem, this paper proposes a trust-based shard distribution (TBSD) scheme that assigns potential malicious nodes in the network to different shards, preventing malicious nodes from gaining a dominating influence on the consensus of a single shard. TBSD uses a trust-based shard distribution scheme to prevent malicious miners from gathering in on one shard by integration of a trust management system and genetic algorithm (GA). First, the trust of all nodes is computed based on the previous consensus result. Then, a GA is used to compute the shard distribution set to prevent collusion of malicious miners. The performance evaluation shows that the proposed TBSD scheme results in a shard distribution with a higher level of fairness than existing schemes, which provides an improved level of protection against malicious attacks.

Open access
Blockchain Technology Applications and Security
Distributed systems and fault tolerance
Cognitive Functions and Memory
Original source
Dec 20, 2018¡arXiv (Cornell University)
6 cites
Atomic Appends: Selling Cars and Coordinating Armies with Multiple Distributed Ledgers

Antonio FernĂĄndez Anta, Chryssis Georgiou, Nicolas Nicolaou

The various applications using Distributed Ledger Technologies (DLT) or blockchains, have led to the introduction of a new `marketplace' where multiple types of digital assets may be exchanged. As each blockchain is designed to support specific types of assets and transactions, and no blockchain will prevail, the need to perform interblockchain transactions is already pressing. In this work we examine the fundamental problem of interoperable and interconnected blockchains. In particular, we begin by introducing the Multi-Distributed Ledger Objects (MDLO), which is the result of aggregating multiple Distributed Ledger Objects -- DLO (a DLO is a formalization of the blockchain) and that supports append and get operations of records (e.g., transactions) in them from multiple clients concurrently. Next, we define the AtomicAppends problem, which emerges when the exchange of digital assets between multiple clients may involve appending records in more than one DLO. Specifically, AtomicAppend requires that either all records will be appended on the involved DLOs or none. We examine the solvability of this problem assuming rational and risk-averse clients that may fail by crashing, and under different client utility and append models, timing models, and client failure scenarios. We show that for some cases the existence of an intermediary is necessary for the problem solution. We propose the implementation of such intermediary over a specialized blockchain, we term Smart DLO (SDLO), and we show how this can be used to solve the AtomicAppends problem even in an asynchronous, client competitive environment, where all the clients may crash.

Open access
2 source records
Blockchain Technology Applications and Security
Distributed systems and fault tolerance
Cognitive Functions and Memory
Original source
Nov 28, 2018¡Proceedings of the 14th International Conference on emerging Networking EXperiments and Technologies
6 cites
Dynam-IX

Pedro Marcos, Marco Chiesa, Lucas Fernando Mßller, Pradeeban Kathiravelu ¡ 7 authors

Autonomous Systems (ASes) can reach hundreds of networks via Internet eXchange Points (IXPs), allowing improvements in traffic delivery performance and competitiveness. Despite the benefits, any pair of ASes needs first to agree on exchanging traffic. By surveying 100+ network operators, we discovered that most interconnection agreements are established through ad-hoc and lengthy processes heavily influenced by personal relationships and brand image. As such, ASes prefer long-term agreements at the expense of a potential mismatch between actual delivery performance and current traffic dynamics. ASes also miss interconnection opportunities due to trust reasons. To improve wide-area traffic delivery performance, we propose Dynam-IX, a framework that allows operators to build trust cooperatively and implement traffic engineering policies to exploit the rich interconnection opportunities at IXPs quickly. Dynam-IX offers a protocol to automate the interconnection process, an intent abstraction to express interconnection policies, a legal framework to digitally handle contracts, and a distributed tamper-proof ledger to create trust among ASes. We build and evaluate a Dynam-IX prototype and show that an AS can establish tens of agreements per minute with negligible overhead for ASes and IXPs.

Open access
Software-Defined Networks and 5G
Cognitive Functions and Memory
Blockchain Technology Applications and Security
Original source
Aug 7, 2018¡Performance Evaluation
7 cites
Efficient and DoS-resistant Consensus for Permissioned Blockchains

Xusheng Chen, Shixiong Zhao, Ji Qi, Jianyu Jiang ¡ 13 authors

Existing permissioned blockchain systems designate a fixed and explicit group of committee nodes to run a consensus protocol that confirms the same sequence of blocks among all nodes. Unfortunately, when such a permissioned blockchain runs in a large scale on the Internet, these explicit committee nodes can be easily turned down by denial-of-service (DoS) or network partition attacks. Although work proposes scalable BFT protocols that run on a larger number of committee nodes, their efficiency drops dramatically when only a small number of nodes are attacked. In this paper, our EGES protocol leverages Intel SGX to develop a new abstraction called "stealth committee", which effectively hides the committee nodes into a large pool of fake committee nodes. EGES selects a distinct group of stealth committee for each block and confirms the same sequence of blocks among all nodes with overwhelming probability. Evaluation on typical geo-distributed settings shows that: (1)EGES is the first permissioned blockchain's consensus protocol that can tolerate tough DoS and network partition attacks; and (2) EGES achieves comparable throughput and latency as existing permissioned blockchains' protocols

Open access
3 source records
cs.DC
Blockchain Technology Applications and Security
Caching and Content Delivery
Original source
Jul 1, 2018¡arXiv
24 cites
Window Based BFT Blockchain Consensus

Mohammad M. Jalalzai, Costas Busch

There is surge of interest to the blockchain technology not only in the scientific community but in the business community as well. Proof of Work (PoW) and Byzantine Fault Tolerant (BFT) are the two main classes of consensus protocols that are used in the blockchain consensus layer. PoW is highly scalable but very slow with about 7 (transactions/second) performance. BFT based protocols are highly efficient but their scalability are limited to only tens of nodes. One of the main reasons for the BFT limitation is the quadratic $O(n^2)$ communication complexity of BFT based protocols for $n$ nodes that requires $n \times n$ broadcasting. In this paper, we present the {\em Musch} protocol which is BFT based and provides communication complexity $O(f n + n)$ for $f$ failures and $n$ nodes, where $f < n/3$, without compromising the latency. Hence, the performance adjusts to $f$ such that for constant $f$ the communication complexity is linear. Musch achieves this by introducing the notion of exponentially increasing windows of nodes to which complains are reported, instead of broadcasting to all the nodes. To our knowledge, this is the first BFT-based blockchain protocol which efficiently addresses simultaneously the issues of communication complexity and latency under the presence of failures.

Open access
2 source records
cs.DC
Distributed systems and fault tolerance
Blockchain Technology Applications and Security
Original source
Jan 8, 2018¡International Journal of Computer Network and Information Security
62 cites
Validation of an Adaptive Risk-based Access Control Model for the Internet of Things

Hany F. Atlam, Ahmed Alenezi, Raid Khalid Hussein, Gary Wills

The Internet of Things (IoT) has spread into multiple dimensions that incorporate different physical and virtual things. These things are connected together using different communication technologies to provide unlimited services. These services help not only to improve the quality of our daily lives, but also to provide a communication platform for increasing object collaboration and information sharing. Like all new technologies, the IoT has many security challenges that stand as a barrier to the successful implementation of IoT applications. These challenges are more complicated due to the dynamic and heterogeneous nature of IoT systems. However, authentication and access control models can be used to address the security issue in the IoT. To increase information sharing and availability, the IoT requires a dynamic access control model that takes not only access policies but also real-time contextual information into account when making access decisions. One of the dynamic features is the security risk. This paper proposes an Adaptive Risk-Based Access Control (AdRBAC) model for the IoT and discusses its validation using expert reviews. The proposed AdRBAC model conducts a risk analysis to estimate the security risk value associated with each access request when making an access decision. This model has four inputs/risk factors: user context, resource sensitivity, action severity and risk history. These risk factors are used to estimate a risk value associated with the access request to make the access decision. To provide the adaptive features, smart contracts will be used to monitor the user behaviour during access sessions to detect any malicious actions from the granted users. To validate and refine the proposed model, twenty IoT security experts from inside and outside the UK were interviewed. The experts have suggested valuable information that will help to specify the appropriate risk factors and risk estimation technique for implantation of the AdRBAC model.

Open access
IoT and Edge/Fog Computing
Access Control and Trust
Cognitive Functions and Memory
Original source
Oct 15, 2017¡ePrints Soton (University of Southampton)
404 cites
Pbft Vs Proof-Of-Authority: Applying The Cap Theorem To Permissioned Blockchain

Stefano De Angelis, Leonardo Aniello, Roberto Baldoni, Federico Lombardi ¡ 6 authors

Permissioned blockchains are arising as a solution to federate companies prompting accountable interactions. A variety of consensus algorithms for such blockchains have been proposed, each of which has dierent benets and drawbacks. Proof-of-Authority (PoA) is a new family of Byzantine fault-tolerant (BFT) consensus algorithms largely used in practice to ensure better performance than traditional Practical Byzantine Fault Tolerance (PBFT). However, the lack of adequate analysis of PoA hinders any cautious evaluation of their eectiveness in real-world permissioned blockchains deployed over the Internet, hence on an eventually synchronous network experimenting Byzantine nodes.<br> In this paper, we analyse two of the main PoA algorithms, named Aura and Clique, both in terms of provided guarantees and performances. First, we derive their functioning including how messages are exchanged, then we weight, by relying on the CAP theorem, consistency, availability and partition tolerance guarantees. We also report a qualitative latency analysis based on message rounds. The analysis advocates that PoA for per-missioned blockchains, deployed over the Internet with Byzantine nodes, do not provide<br> adequate consistency guarantees for scenarios where data integrity is essential. We claim that PBFT can t better such scenarios, despite a limited loss in terms of performance.

Open access
Distributed systems and fault tolerance
Blockchain Technology Applications and Security
Cognitive Functions and Memory
Original source
Mar 20, 2017¡Business & Information Systems Engineering
1,182 cites
Blockchain

Navneet Kaur, Nidhi Chahal, Ritu Dewan, Shikha Singh ¡ 7 authors

Distributed ledger technology, a method of storing and maintaining the integrity of multiple copies of critical data using a massively redundant network of participating machines, has found a “killer application” in blockchain, a type of distributed ledger. A blockchain consists of sequential blocks that may never be modified or reordered, leaving a public, auditable record that is consistent and highly resistant to tampering and deletion. These qualities make blockchain eminently suitable for its most common use, cryptocurrency, and its occasional variants in the form of cryptocurrency tokens, used to represent ownership or some other right to virtual or physical goods and capabilities. Blockchain also enables smart contracts, discrete bodies of software written to serve both as the memorial and the means of execution of an agreement between parties. Smart contracts can have all the elements of a traditional contract, and as jurisdictions legislate or jurists rule on the fine points of enforceability and the acceptability of smart contracts as traditional contracts, applications in nearly every area of commerce have emerged. Digital lawyers may not need to become software developers, but deepening their understanding of the capabilities and limitations of the technology, developing a keen awareness of the issues at the intersection between code and the law, as well as the law’s readiness in this area, will be of great advantage to them and their clients in this rapidly evolving area at the intersection of technology, commerce and law.

Open access
33 source records
Blockchain Technology Applications and Security
Big Data and Digital Economy
Cybersecurity and Cyber Warfare Studies
Original source
Oct 24, 2016¡Proceedings of the 2016 ACM SIGSAC Conference on Computer and Communications Security
811 cites
The Honey Badger of BFT Protocols

Andrew Miller, Yu Xia, Kyle Croman, Elaine Shi ¡ 5 authors

The surprising success of cryptocurrencies has led to a surge of interest in deploying large scale, highly robust, Byzantine fault tolerant (BFT) protocols for mission-critical applications, such as financial transactions. Although the conventional wisdom is to build atop a (weakly) synchronous protocol such as PBFT (or a variation thereof), such protocols rely critically on network timing assumptions, and only guarantee liveness when the network behaves as expected. We argue these protocols are ill-suited for this deployment scenario. We present an alternative, HoneyBadgerBFT, the first practical asynchronous BFT protocol, which guarantees liveness without making any timing assumptions. We base our solution on a novel atomic broadcast protocol that achieves optimal asymptotic efficiency. We present an implementation and experimental results to show our system can achieve throughput of tens of thousands of transactions per second, and scales to over a hundred nodes on a wide area network. We even conduct BFT experiments over Tor, without needing to tune any parameters. Unlike the alternatives, HoneyBadgerBFT simply does not care about the underlying network.

Open access
Distributed systems and fault tolerance
Cognitive Functions and Memory
Blockchain Technology Applications and Security
Original source