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December 1, 2002· Bulletin of the American Society for Information Science and Technology
article

Information and the War Against Terrorism

Authors:Lee S. Strickland *

Abstract

September 11th was a pivotal day in American history. While only the fourth time in the history of the United States that foreign forces have invaded our territorial limits, it was the first time that substantial numbers of American civilians have been victims and remain under the cloud of realistic, recurring threat of further death and destruction. Osama bin Laden's terrorist network has warned of a "new storm of planes" (Associated Press, 11/14/2001) and he has directed his followers "to kill the Americans and plunder their money wherever and whenever they find it" (PBS' Frontline, 2/28/98). Indeed it is a threat of terror not unlike that faced by the British people at the hands of the Nazis during the Blitz where random, purposeless violence against the civilian population was also the intent. Unfortunately, our risks will not change soon, yet America will persevere and see victory: "Time and again, America has demonstrated a resilience that is rooted in the remarkable diversity of her people." ("Mongrel Nation," Smithsonian Magazine , November 2001, pp. 18-19.) In defeating this evil, tactical munitions and forces will play significant roles, but it is information that will be the single key to success for the United States. Indeed, information is the single most important factor in any comprehensive discussion of our war against terrorism. It is this proposition that defines the scope of this paper. We will consider information and information theory as our most effective war tool – as well as the legal and political authority for their covert use. Bombing alone, whether from cruise missiles, B-2 stealth bombers or venerable B52s, will not win a war. History is replete with examples where the most extensive bombing campaigns have not altered the resolve of the civilian population and have damaged but not destroyed the enemy war machine or the will of a population and its government to continue the fight. Similarly, ground forces, in the form of a punitive expedition, may bolster public and political morale but have minimal chances for quick success in either general or specific historical terms. Eighty years ago Britain, and the USSR more recently, learned that Afghanistan could not be conquered. Our own experience in Mexico in 1916 with a punitive expedition to punish a marauding Mexican revolutionary, involving ultimately over 10,000 cavalry forces, suggests the emotional and often illogical triggers for such events, the difficulty of retribution and the lack of certain success in such exercises. 1 Enterprise, 1799, 12-gun schooner, capturing a Tripolitan corsair in 1801; photograph of original art courtesy National Archives and Records Administration (NARA #19-N-12435). Thus in considering our potential course of action today, we should examine in some detail a striking historical analogue involving the use of traditional military forces against non-traditional enemies. Specifically, we will examine the first war fought by the United States against a foreign power – the Barbary Pirates – and the first raising of the Stars and Stripes in the Old War – at the taking of Tripoli. The details, factual parallels and lessons learned are significant, the primary lesson being the extreme difficulty as well as the time necessary to overcome decentralized threats. Who Were the Pirates?The pirates were individuals acting as a law unto themselves preying on the Western world for individual profit but in league with the temporal and religious rulers in Tripoli (the Bashaw), Algiers (the Dey) and Tunis (the Bey of Morocco) and more significantly, the supreme Sultan of the Ottoman Empire. The enemy? The enemy was Western civilization unless it would pay exorbitant tribute to their rulers. While in part a local "protection racket" intended to extort money from the then-superpowers, this contest also had substantial religious and state sponsorship elements. Although the Sultan's theocratic empire had become corrupt and weak and the local Barbary rulers were effectively autonomous in local affairs, the Sultan remained supreme and was the primary director and beneficiary of the piracy. The pirates, the local chieftains and the Empire were partners with the latter providing state authority, economic imperative and religious direction for the piracy. In effect, the Barbary pirates were in service to the grand Sultan fighting his continuation of the Crusades against Western interests. What Was the Cost of the Piracy? The contest began in 1785 when Algerian pirates seized two American ships and crews and it continued for years, especially after 1793. The patience of the United States began to end the next year (1794) with a Congressional authorization to build six ships of the line. But a peace, sometimes popular at any cost, was reached the next year (1795) with the Dey of Algeria. The terms required annual tribute of over $500,000 and the gift of a state-of-the-art 36-gun frigate. But appeasement seldom works, and, as a result of envy, the Bashaw demanded even greater payments and his own new American warship. Although U.S. reaction was delayed by the conflict with France, it was clear that the situation was intolerable, as evidenced by the 1799 letter from U.S. Counsel William Eaton to the Secretary of State in 1799 where he wrote that "... there is but one language which can be held to these people, and this is terror." And How Was the Piracy Brought to an End? By 1801 it was equally clear that the Bashaw had misjudged the new President Jefferson when he continued his demands, tore down the U.S. flag at the embassy and effectively declared war at that time. Jefferson promptly ordered the deployment of U.S. naval forces. Unfortunately, the 38-gun frigate Philadelphia ran aground outside the Tripoli harbor and was seized by the Bashaw's forces. Not one to surrender to the moment, the U.S. commander ordered a raiding party under Lt. Stephen Decatur into action, but without land forces, the United States could not take the city. Congress dithered and the problem continued. Four years later, the United States was forced to launch one of the first special operations. A U.S. Marine-led Arab army marched across 500 hundred miles of desert from Alexandria, Egypt, to Tripoli and seized the fort and palace of the Bashaw – thus giving rise to the commemorative line in the Marine Hymn "to the shores of Tripoli." But the United States was unable to install a permanent and more agreeable government there, and the troubles continued. Five years later, in 1810, the Algerians declared war on the United States and another naval expedition was launched, which attacked Algiers in 1815 and secured the release of American prisoners and the end of tribute there. The final resolution of this problem of international terrorism was not achieved until the world powers, acting in concert after the Napoleonic wars, ended piracy by force of arms, and the French captured and occupied Algiers in 1830. By that time this notable case of international terrorism – with state sponsorship, religious direction and substantial harm to U.S. commercial interests and civilians – had occupied America and its armed forces for some 45 years. It demonstrates further that short-term military successes may well not resolve intractable problems of this nature; rather it requires international commitment and a comprehensive destruction of the war-making capacity of the enemy. The present circumstances facing the United States are remarkably similar, yet even more intractable than the historical precedents. Against one prime enemy (the Taliban government of Afghanistan and Osama bin Laden), there are neither strategic infrastructure targets nor substantial government or military targets. Even the terrorist target hides in the shadows. 2 In sum, we do not have a contest between roughly symmetrical forces where we can effectively use the methods and mechanisms of historical military contests but an asymmetric war that requires new tools, foci and strategies. This we must not fear. Addressing change should not be considered traumatic or unique inasmuch as the necessity for military force changes and the prescience to recognize the needed change has been presented and successfully answered in the past and will be so today: "The methods and mechanisms of warfare have altered radically in recent times and they will alter still further in the future. But the United States is singularly fitted, by reason of the ingenuity of its people, the knowledge and skill of its scientists, the flexibility of its industrial structure, to excel in the arts of peace and to excel in the arts of war if that be necessary." – Vannevar Bush, president of the Carnegie Institution of Washington and President Roosevelt's Science Advisor, June 1940. The new tools for today's war? Information, information network theory and information technology. As senior representatives of the Department of Defense have said, "This is the most information-intensive war you can imagine. I think it is going to put us to the test in many ways. It is going to require a new mindset." The foci? The diplomatic, economic and financial theaters. The strategies? Many, but one critical one comes from the Information Age we live in – information network theory. That is, if we are fighting a dynamic, amorphous network we must look to information, information theory and information technology tools to aid us in our struggle. This approach translates into three discrete functional assignments: Understand the basic elements of an information network and the flow of information in that network. Ascertain the specifics of the network in question; and Use information network (i.e., organizational) theory to disrupt the network. Information networks consist of and can best be understood in terms of people (i.e., nodes) and the flow of information. The nodes can take one of three forms: Some are actors – people who do things and whose skill bases range from experts to clerical support. Others are the directors – people on the throne or subthrone and whose importance and role will range from titular to truly influential and motivating. And others are perhaps the most important, I call them gateways and they affect (and effect) the flow of information and activity; they are the key people in getting things done. These gateways, one might call them routers in information technology networks, take two forms. First, there are pure gateways, people who have the information or assets or know where to find them. These people have many relationships (i.e., links) both formal and informal; they may or may not have a position and de jure authority but they have de facto power. Second, there are gatekeepers, the people around the throne who control access to the throne and often manipulate the decisions of the throne. They often know (or assume) their importance, and their value is often their access rather than their knowledge or abilities. With respect to the operation of the network – the flow of information – there are three primary models in which the described nodes may be arranged. The first is a chain or hierarchical network where information moves – and must move – sequentially through a series of nodes; this is the old business model. The second is the star or hub network where a number of actor nodes are connected directly to a gateway or manager node and where information between actor nodes must go through that central node; this is typical of sophisticated criminal enterprises. The third is the multi-channel network where every node is connected to every other node; this model is collaborative in nature, quick acting and effective, but can be difficult to maintain given the high-level of communications required. It is the network of the information age and, when organized by terrorists, can be very effective (can launch multiple, repeated attacks from different points), very difficult to identify (is it acephalous or polycephalous?), and very difficult to destroy in its entirety (nodes are redundant). 3 Types of Networks Often, those in an organization do not think in terms of a network, do not understand the forms of a network and the flow of information, and do not characterize their personnel in terms of the previously described nodes. But it is critical to do so in business and war and there are now centers and tools for just such purposes. Today, we use this theory to help understand and better manage an organization especially in times of downsizing or in efforts to increase efficiency. It follows then that there is no reason why this theory might not be used to disrupt an organization; in other words, one might intentionally introduce internal conflicts or process inefficiencies in order to degrade organizational efficiency. With this approach, one does not need to arrest or kill every member of a terrorist organization; rather, one may target and remove key gateways or otherwise interfere with the flow of information and assets through the organization via key people. With this approach our task is significantly more finite and the work of replacement becomes a difficult and time-consuming task for the enemy; no longer can the terrorist organization survive simply by a ready flow of raw, often illiterate recruits from a disaffected population. How does one collect the necessary information about a highly secretive, insular organization in order to use this theory of disruption? In my judgment, the potential for direct recruitment of members of dedicated terrorist organizations is limited. Human collection in this is best directed with the of who have better knowledge and access than the United States will have – in other words, And the traditional tools and communications will continue to be of but of U.S. in the are their is, potential in the use of and technology. there can be attacks where a or (i.e., a does no and does no but rather, does a collection and a single discrete getting the from a used by a node in a terrorist network would be a to the network. about the to the by of the to a a technology tool that is in use in the business and with the against organized targets. to this key information about a specific network would be in the form of a where the would the of and between nodes. In such an even that could not be would in the of with such it becomes a of tools, to manage that in time and network and relationships that are not on the or are otherwise in a of that we understand the network, do we The is organizational theory to disrupt the and of the target information network. will often in the of organizational this and specific are not and others have about organizations by the of (i.e., and or by needed elements. Thus if one the information network – the organization – one may do many different things to the is one and The is to communications – the flow of information – and thus increase and efficiency. The first of approach is a form of that to the of the communications by The second is a form of that communications or otherwise the target from the use of the is to force the target to use some other form of perhaps perhaps effective, perhaps one that may be to or that may more information on of the first form of would be the of communications to terrorist nodes to identify of the second form of would be the of certain the network to use more through are more to may also be more to and, if may greater information as to the of the and especially terrorist extensive use of outside – While the for may from profit to it can end that money could end if the in that their line would be by and there are to such a the best and the nodes in an information network are not and do not at the Specifically, every organization has a of but people – often only to those on the It is not in our to the in a target organization; rather, we should to them and the and to the we can and thus maintain their to U.S. In effect, the becomes an we must identify the best and them to the organization to their an that on and in this The is that the world every member of a terrorist organization and we must our against the key the of the The of every organization is the people who it with and the we can destroy the of the we can the the people and thus the of destruction. This approach not only information about the United States but also information about the terrorist and its We can about their and them and to the where they from to to should be the range of covert to that could be the that the of the does not terror and that America has been a of from to to We can the of that America is a better than an who does not their language and only continued and war. In sum, put information in the hands of the people and the – after as the of our the of foreign and will know more about and have better access to information terrorist organizations in their this knowledge with their territorial authority and it follows that are there are political risks given the potential for different and but these must be against our the is a between and for the latter may rise to a government that the of But a of American covert action as well as foreign over the years that can permanent change that is in the of the people and the United States. In sum, of need not Western or in American foreign it is that they against terror and for the and in their And from history. with organizations – whether on or – have that can critical We can and must from our the about and very effective to and destroy organizations that a such would be to our own organizations that could and thus access to the enemy. The model for this approach is "The which was as the of and which to be an dedicated to and for the of In it by the in it was a for that had been by for the of to them and then their These are some of the that information and information theory may be effective war tools in this new and against this new enemy. these are in as and, in many will not or I that we must these new history has two things – that the United States has been to the war and that resolve is needed to win any war. The then becomes not so can we but rather political will and can we in this fight. We can find bin his people, his his his tools and his We can them we must have the political resolve to that it will be in terms of the of of our of the United States as a of and of our to some In the as to the legal and political especially when the use of information and theory is in a covert and may well the Congressional of when the and in the and against foreign under the and A was that the decisions such action were that it is difficult to be certain at was and As a was by President in in detail and that order does the and in recently, to Washington President has legal that the order does not his taking action against individual of as nodes in this under his authority and for the in those legal would be on the clear authority of a President to any at any with or without public This authority then the of which nodes and to the there is substantial for the approach – of the key gateway nodes such as of As for the problem is more the business of force is not one for which American are any such action would be by foreign or assets of foreign and with the and access to the targets in The for information presented by this war are Some will play key in the collection and of information – providing direct to the war on the or in Others will continue in and of new tools to in collection and And of us must as to the for the of our government in the force of I that this war should be neither an of nor an of rather it is a of no than that faced by a The of to a of war against and of is an that be to is a with the has been a member of the and most as the for the of information and as well as the of information and release he is on detail to the of where he as a with the of Information and the can be reached by at

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